Privacy Notices

FCA Corp recognizes the importance of our client’s privacy expectations. Below you will find our Website Privacy Policy, which explains FCA Corp’s practices pertaining to the collection of information on our public website, and our general Privacy Policy, which explains how we safeguard the confidential information provided to us by our current, prospective and former clients and investors.

FCA Corp Website Privacy Notice

What information is collected

Currently, we do not collect any personally identifiable information about visitors to the publicly available areas of our website, including any visitors’ names, addresses, phone numbers, social security numbers or email addresses. When you contact FCA Corp by email, we retain those communications and their attachments, regardless of whether the request was sent through our website form submission or a direct email.  

Our web host uses "cookies" technology to help improve the performance of the website (see SquareSpace Cookie Policy.) Cookies are small pieces of text sent to your browser when you visit a site. This data anonymously identifies you as a unique user and does not provide us with any information about your name, address phone number or email address, or any other personally identifiable information.

How We Use Information We May Collect

We do not share any information collected from the publicly available areas of our website with any parties outside of our company. FCA Corp reserves the right to disclose any such information we do collect when required by a valid subpoena or court order, or as otherwise permitted or required by law. In the event that a visitor submits his or her email address or any other personally identifiable information to us through our website while requesting information or sending an email to someone at FCA Corp, other than as described above, we do not use such information for any other purpose, and will not disclose such information to any outside party.

Other Third Party Websites

Our website may contain links to websites controlled and maintained by third parties. We do not have any control over the content of these websites, and we assume no liability or responsibility for such sites, the content contained in them, or the manner in which any information collected on such sites is used. This FCA Corp Website Privacy Policy does not govern the use of information collected on third party websites.

FCA Corp Privacy Notice

FCA Corp recognizes the importance of our client’s privacy expectations. We are committed to maintaining the confidentiality, integrity and security of all personal information entrusted to us. This Privacy Statement describes the nonpublic personal information we collect and the circumstances under which we may share it with others who are not affiliated with FCA Corp.

Collection of Client Information

FCA collects nonpublic personal information about its clients from the following sources:

  • Information FCA receives from clients in any form including on the Advisory Agreement or other forms completed by Client.
  • Information about Clients’ transactions with FCA, entities advised by FCA or its affiliates or third party information FCA receives to service Clients’ accounts.

Disclosure of Client Information

  • FCA may share information about its clients with affiliated and unaffiliated persons, including service providers or other third parties that: (i) provide business services to or on behalf of FCA; (ii) facilitate the processing of transactions that clients may request; or (iii) assist FCA in servicing client accounts or offering products or services to clients.
  • FCA may also disclose a client’s information where required by law or to protect FCA’s rights or property, such as in an audit, or to FCA’s attorneys or other professionals. FCA may disclose information to Client’s attorneys, brokers, accountants and bankers with whom Client has an established relationship.

Security of Client Information

FCA maintains office security to ensure that client information is not placed at unreasonable risk of disclosure. FCA restricts access to nonpublic information about its Clients to those employees who need to know the information to provide products and services. FCA maintains physical, electronic, and procedural safeguards that protect our clients’ nonpublic personal information. FCA’s agreements with unaffiliated third parties require that strict confidentiality be maintained for clients’ nonpublic personal information. Federal and state securities regulators may review FCA’s records and clients’ records as permitted by law. Personally identifiable information about clients will be maintained while a client relationship continues and for the subsequent period of time that records are required to be maintained by law. After that time the information may be destroyed. The destruction of such information will be done in a manner reasonably designed to protect nonpublic client information.

Procedures to Opt Out of Disclosure

Clients may opt out of FCA’s sharing nonpublic personal information with nonaffiliated third parties by notifying us in writing and/or calling the Chief Compliance Officer of FCA at 713-260-1440. Please note that, even if you direct us not to share this information, we may still have to disclose your nonpublic information as permitted by law, for example, to process transactions or to service your account. If you have any questions, please contact your financial planner or the Chief Compliance Officer.